Unlicensed Cold Callers

    
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N-Z

 
 
  • Nectine Solomon
  •  
    80 Raffles Place, No. 3601 UOB Plaza 1 Singapore 048624
     
    Tel: (65) 6248 4765
     
    Fax: (65) 6248 4965
     
     
  • Newport Pacific Securities & Management Inc
  •  
    Unit 404
    Greenbelt Mansion
    106 Pera Street
    Legaspi Village
    Makati
     
    Associated individuals: Jack Miller, Thomas Massino, Johnny Morgan, Peter Lynch and Ron James
     
     
  • Norwich Capital Mutual Funds Limited
  •  
    Valero Towers, Penthouse D
    122 Valero Street
    Salcedo Village
    Makati City
    PHILIPPINES
     
    Associated individual: Chris Jones
     
     
  • Norwich International Trading Inc
  •  
    W910 West Tower
    Philippine Stock Exchange center
    Exchange Road
    Oritgas center
    Pasig City
     
    Associated individuals: Kathleen Edward and Kevin Walker
     
     
  • Oasis Capital Inc.
  •  
    542 Mt. Pleasant Road, Suite 105
    Toronto, Ontario
    CANADA M4S 2M7
     
    Associated persons: Timothy (Ted) E Manning, Judith M Switzer, James K de Roux
     
     
  • Ocean Blue Distribution Limited
  •  
    380 Bloor St. W.
    Toronto
    Ontario
     
    Associated individuals: Cindy Tan and William W. Baynes
     
     
  • Oppenheimer International
  •  
    No. 4 Royal Mint Court
    London EC3N 4HJ
    ENGLAND
     
    Associated individuals: Jess Bunting, Carsten Straber, Patrick Seagraves
     
     
  • Parker Jennings
  •  
    2117 Buffalo Road
    Rochester
    New York 14624
    UNITED STATES
     
     
  • Pembridge Group
  •  
    Suite 2903
    29/F, Tower 1
    Admiralty center
    HONG KONG
     
    Associated individual: Justin Wentworth
     
     
     
  • Pfeiffer Galland
  •  
    Plaza Mashill Level 21
    Jalan Jendral Sudirman Kav 25
    Jakarta
    INDONESIA
     
     
     
  • Phoenix Capital Partners (Pty) Ltd
  •  
    PO BOX 003 Suite 600
    Mogodlshane, Botswana, 9996
     
    267-350-0623
     
    267-350-0625
     
     
  • Platinum Asset Management
  •  
    Johanasberg, South Africa
    Also Ontario, Canada
     
     
  • Powell McDougall
  •  
    Harcourt center
    Harcourt Road
    Dublin 2
    REPUBLIC OF IRELAND

    Associated individual : David Hague

    Banking Details
    Bank: HSBC Toronto, Canada
    Account: Flugal Financial and Marketing Services Ltd.
    Account number: 088222-070
    Institution number: 016
    Transit number: 10482
    Swift Code: HKBCCATT
     
     
  • Preferred Performance Group, Company Limited
  •  
    Richmond Building
    75 Sukhumvit Soi 26
     
     
  • Providence Group/Groupe de Providence
  •  
    9001 L’Acadie Boulevard 9th floor
    Montreal, Quebec
    Canada, H9A 9Z0
     
    1-866-870-9304
     
    http://www.deprovidence.com
     
     
  • Provident International Asset Management
  •  
    Lexam Services Center,
    Lexam Gardens
    London W68JQ UK

    Phone: 44 20 84858180
    Fax: 44 20 84858182

    Banking Details
    Corresponding Bank: Lloyds TSB Bank PLC, St. Georges House, 6-8 Eastcheap London, EC3M 1AE England
    Swift Code: LOYDGB2L
    Sort Code: 30-96-34
    For the Account of: Antigua Overseas Bank Ltd
    Account Number: 11423231-USD
    For Further Credit to: Primose Trading Company Ltd.
    Account Number: 11622245
     
     
  • Remington Consultancy Limited
  •  
    1245 Pleasant View Boulevard
    Scottsdale Arizona 85261
    UNITED STATES
     
    Associated individuals: Richard Remington, George Mason, John Richmonds
     
     
  • Richard Watson & Associates
  •  
    4021 27th Street, 2nd Floor
    Long Island City
    New York 11101
    UNITED STATES OF AMERICA
     
    1-212-575-2757
     
    1-801-605-4865
     
    Associated individuals: James Anderson, Attorney Ralph Thompson
     
     
  • Richardson Resources
  •  
    www.richardsonresources.com
     
     
  • Robert Thompson & Associates
     
     
  • Rosenthal International
  •  
    North America
    Telephone 1-212-656-1320
    Fax Line 1-212-253-4180
    Rosenthal International, 1370 Broadway New York, NY 10018
     

    Asia Pacific Region
    Telephone 852-3015-8588
    Fax Line 852-3015-8507
    Rosenthal International, One International Finance Center 1 Harbour View Street, Central Hong Kong China
     
    info@rosenthalint.com
     
     
  • Rucher Le Blanc Inc.
  •  
    Level 25 Bank of China Tower
    1 Garden Road
    Central Hong Kong
     
    852 251 8755
     
    Facsimile: 852 2251 1618
    Direct fax line: 852 301 52790
     
    http://www.rucherleblancinc.com
     
    info@rucherleblancinc.com
     
    Metroploliant Bank and trust co. (metro bank)
    10 east 53rd street
    New York, New York. 10022 U.S.A.
    Swift Code: MBTCPHMM
    Account Number: 512-2-51200182-8
    Account name: RucherLeBlanc,Inc.
     
     
  • Rutherford Acquisitions
  •  
    7400 Metro Blvd
    Minneapolis
    Minnesota MN 55439
    UNITED STATES
     
     
     
  • Scudder, Stevens & Clark
  •  
    60 St. Mary Ave
    London
    EC3A 8JQ
    UNITED KINGDOM
     
     
  • Securities Transfer Center Inc.
     
     
  • Sherman Brothers
  •  
    Unit 1911, 19th Floor
    One Pacific Place
    140 Sukhumvit Road
    Klongtoey District
    Bangkok 10110
    THAILAND
     
     
     
  • Sigama Capital Management
  •  
    Sigama Capital Management
     
    Level 18
    One International Finance center
    1 Harbour View Street
    Central
    HONG KONG

    Level 14/1401
    One Pacific Place
    140 Sukhumvit Road
    Bangkok
    THAILAND

    Associated individuals: David Burgess and Anne Davies
     
     
  • Simmons, Blake & Fritch
  •  
    27 Floor Jefferson Towers
    9823 Hover Street
    Maverick Avenue
    St Paul, Minnesota
    UNITED STATES OF AMERICA
     
    Associated individuals: Jennifer Stone, Kate Jones, Timothy Croft
     
     
  • Simmons, Blake & Fritch
  •  
    27 Floor Jefferson Towers
    9823 Hover Street
    Maverick Avenue
    St Paul, Minnesota
    UNITED STATES OF AMERICA
     
    Associated individuals: Jennifer Stone, Kate Jones, Timothy Croft
     
     
  • Simpson Venture Limited
  •  
    15th Floor, Ginko Kyokai Building
    1-3-1 Marunouchi, Chiyoda-ku
    Tokyo, Japan 100-0005
     
    +81-3-3216-7351
     
    +81-3-3216-7352
     
    www.simpsonventure.com
     
    info@simpsonventure.com
     
     
  • Smith & Henderson Associates Inc
  •  
    Level 21, HSBC Tower
    101 Yin Cheng East Road
    Pudong
    Shanghai
    CHINA

    Serrano 240 5th Floor
    28016 Madrid
    SPAIN
     
     
  • Smith Fairchild
  •  
    Zurich World Trade center
    Leutschenbachstrasse 95 8050
    Zurich, Zurich Switzerland
    GB
     
    Tel: +44002077457172
     
    Fax: +44002077457172
     
    brad@avatar.eu.com
     
     
  • South East Asia Trading
  •  
    South East Asia Trading
    12th Floor
     
    Associated individuals: Jamie Nettleship, Andrew Hewit, Michelle Tetreaut
     
     
     
  • Stamford - Financial
  •  
    Level 14, Hibiyo Central Building
    1-2-9 Nishi Shimbashi
    Minoto-ku
    Tokyo
    JAPAN
     
     
  • Starr-Bradley Associates, Inc.
  •  
    Corporate Headquarters
    Level 21, HSBC Tower
    101 Yin Cheng East Road
     
    (8621) 2890-3150
     
    (8621) 2890-3152
     
    http://www.starrbradleyinc.com
     
     
     
  • Sterling Capital Corp.
  •  
    23rd Floor, 6750 Ayala Ave
    Makati City, Metro Manila
    1226 THE PHILIPPINES
     
    Associated individuals: Steven Thompson, John Davis, Michael Cayhill, Jane Alexander
     
     
  • Strategic Corporate Strategies
  •  
    Massachussets, USA
     
     
  • Sukumo Group
  •  
    Tel: +813 5219 1528
     
    Fax: +813 5219 1201
     
     
     
  • Tandy Roberts
     
     
  • Taylor Atlantic Ltd
  •  
    Level 4
    Tower 2
    Petronas Twin Towers
    Kuala Lumpur 50088
    MALAYSIA
     
    Associated individual: John Sinclair
     
     
     
  • TGG - Turner Goodman Group
  •  
    1650 Madison Avenue, 7th
    New York, New York, USA 11002-3116
     
    Telephone: 1-212-391-5210
     
    Fax: 1-212-391-0051
     
     
  • Thompson & Robins
  •  
    N.Y
     
     
  • Trans-National Securities and Trust SA
  •  
    Birmensdorferstrasse 140,
    CH-8003 Zurich
    SWITZERLAND
     
    Associated individual: John Montana
     
     
     
  • Transglobal Consultants Limited
  •  
    Pacific Place Two Building Suite 1707
    17th Floor, 142 Sukhumvit Road, Klongtoey
    Bangkok 10110
    THAILAND
     
    Associated individuals: Paul Jenson, Josh Kaytor, Daniel Bailey, Robert Ellis and Jeremy Blake.
     
     
  • Trident International
  •  
    Suite 2207
    88 Corporate center
    141 Valero Street
    Salcedo Village
    Makati
    Manila
    PHILIPPINES
     
    Associated individual : Richard Bell
     
     
     
  • Tzu, Waite & Associates
  •  
    105 Cecil Street
    06-01 The Octagon
    SINGAPORE 069534
    9 Raffles Place

    27-01 Republic Place
    SINGAPORE 048619

    Associated individuals: Jonathan Charles Waite, Jenny Su
     
     
  • United Capital Management Inc
  •  
    1680 Ramon Magsaysay center
    Roxas Boulevard
    Manila
    PHILIPPINES
     
    Associated individual : Richard Austin
     
     
     
  • Vantage International Management Group Inc
  •  
    Times Square Building
    12th Floor, Unit 12-04B
    246 Sukhumvit Road
     
     
  • VIP World Asset Management Co
  •  
    Shirlaw House
    Shirley Street
    P O Box SS-19084
    Nassau
    THE BAHAMAS
     
    Associated individual: Joseph Santeramo
     
     
  • Warren and Baker
  •  
    Otemachi First Square East Tower 4F
    1 - 5 - 1 Otemachi
    Chiyoda-ku
     
    Associated individuals: Frank Raul, William H. Warren, James Rayburn
     
     
     
  • Westshore Ventures
  •  
    Johanasberg, South Africa
     
     
  • Whitby Dumas
  •  
    London
     
     
  • Whitman Wright and Associates
  •  
    Ontario, Canada
     
     
  • Wolf Soltis Holdings, LLC
     
     
  • Worldwide Investors Management Inc
  •  
    Suites 303 and 305
    Valero Plaza 124 Valero Street
    Salcedo Village Makati
    Manila
    PHILIPPINES
     
    Associated individuals: Chase Trek, Ramiro Yabut, Christian Dupont, Richard Austin, Nathan Logan, Amador Pastrana, Toby Forster and Peter Lawson.
     
     
  • Worldwide Services Inc.
  •  
    322-2906 West Broadway Avenue
    Vancouver, Brithish Columbia
    V6K 2G8
    Canada
     
    604-417-3243
     
    604-608-3885
     
    www.worldwsinc.com
     
     
  • Worthington Management
  •  
    Sears Tower, Executive Floor
    Chicago, Illinois 60606 USA
     
    Tel. : +1 (312) 803 1912
     
    Fax : +1 (312) 577 0629
     
    http://www.worthingtonmanagement.com
     
     
  • YeeSeng
  •  
    Tel: +65 6532 7288
     
    Fax: +1 212 202 7818


    The above list is not exhaustive. New names will be added as they come to the OIPA's attention.