Recently, it has come to the OIPA's attention that boiler room activities and scam websites have become more active. If you wish to find out more about boiler room operations and scam websites, please contact us.

A-F

 

Abacus Group Ltd A G Securities Limited

252/94 Muang Thai-Phatra Tower 11, 17/F, Rachadaphisek Road, Huaykwang Bangkok 10320, Thailand

(Also uses a bank account in Hong Kong in the name of A G Securities Limited.)

 

Alliance and Dunbar

(Represents it operates from New York, USA. It also appears to target Hong Kong investors.)

 

Allied International Investment Limited

Suite 1702, Hung Kei Building 5-8 Queen Victoria Street Central, Hong Kong

(Represents it has offices and mail addresses in United Kingdom and United States. The company also appears to target Hong Kong investors.)

 

Allied Pacific Ventures Ltd

(The office and mail address at Bank of China Tower in Hong Kong are no longer in use.)

 

Amadeus Global Information Services Ltd (Acquired by the Bellador Group)

Burlington center 35 Corporate Drive, 4th Floor Burlington 01803 USA 5/F, West Block Wisma Selangor Dredging Jalan Ampang 50450 Kuala Lumpur, Malaysia Level 36 Menara Maxis Kuala Lumpur City center Kuala Lumpur 50088

(The company also appears to target Hong Kong investors.)

 

Ameri-Tech Industries Ltd

60 Market Square PO Box 364 Belize City, Belize Central America

(Names used: Frank White, Brian Lehman, Brian Hopson)

(Represents to have consolidated with Asian Investment Foundation Ltd and purchased Primrose Trading Company Limited and has taken over its facilities. The company also appears to target Hong Kong investors.)

 

Ametron Consultants Ltd

Gives an address of: 319, 28th October Street, 3105 Lemeos, Cyprus

(The websites of Ametron Consultants Ltd are www.amterontrader.com and www.ametron.net. The company also appears to target Hong Kong investors.)

 

Anderson Tate

Postbus 59366 1040 KJ Amsterdam THE NETHERLANDS

Associated individual: Ted Davies

 

Anova Corporate Services

Herndon, VA. 222 Yanan Road Fast Shangai, China 200002

86 21 5115 5389

86 21 5115 5270

http://www.anova-cs.com

David Drake, David Murray

HSBC 31 St. Peters Court, Chalfont St. Peter, Bucks, SLO 9QQ, UK Swift Code: MILGB22 Beneficiaries Account Details: SoccerDirect Europe Account 51351907

 

Asia United Capital & Partners, Co Ltd

Asia United Capital & Partners, Co Ltd Sukhumvit Soi 6, Klong Toey Bangkok, Thailand 10110

(The company also appears to target Hong Kong investors.)

 

Asia United International Ltd

Room 9D, Ming Tak Commercial Building 101 Wanchai Road Hong Kong 3/F, Jonsim Place 228 Queens Road EastWanchai, Hong Kong

(The company appears to target Hong Kong investors.)

 

Asia Yard Investments Ltd

Level 25, Bank of China Tower 1 Garden Road, Central Hong Kong

Names used: Jason Scott Adams, Debbie Wang, Steve Bishop, Anthony Moss, Alan Golding, David Jackson, Steve Blackmen, Jerry Seinfield, George Tse, Jung Peter Moreau

(Also uses a bank account in Hong Kong in the same name.)

 

Asian Investment Foundation Ltd

(Represents to have consolidated with Ameri-Tech Industries Ltd. and purchased Primrose Trading Company Limited and has taken over its facilities. The company also appears to target Hong Kong investors.)

 

Atlantic Pacific Securities (Australia) Pty Limited

Suite 103 566 St Kilda Road Melbourne Victoria 3004 AUSTRALIA

Associated individual: Adrian Aston aka Jewkes

 

Austral European Kft

(The company appears to target Hong Kong investors.)

 

Avid Investor, Inc

30/F 30 Queens Road Central Hong Kong

 

Axa St.John Asset Management

100 wall street 46th floor New York 1005 3700 USA

+1 212 672 1975

+1 212 898 0132

www.axasj.com

info@axasj.com

 

Baker & White

38th Floor, Office Tower, Convention Plaza 1 Harbour Road, Wanchai Hong Kong

(Name used: Mr James Kelly)

 

Bank of Swisscredit

www.swisscreditbank.com

(Represents it has a head office in Zurich and branches in Hong Kong and Canada. Please refer to the press release dated 31 December 2003 issued by the Hong Kong Monetary Authority for details.)

 

Banque Gerrarde Limited

(The office and mail address at Bank of China Tower in Hong Kong are no longer in use.)

 

Banquedenationale Bank

 

Baxter Financial Group Inc

1040 Avenue of the Americas 24th Floor New York NY 10018 UNITED STATES OF AMERICA

Tel: 001-212-401-2982 Tel: 001-212-730-7663

www.baxterfinance.com

Banks: May Bank, Located Manila Phillipines Export and Industry Bank Located Manila, Phillipines Account Names: Dragon Colleting Agency Inc. account 002-101-90960-6

 

Bellador Group (acquired Amadeus Global Information Services Ltd)

6/F, West Block Wisma Selangor Dredging Jalan Ampang 50450 Kuala Lumpur, Malaysia

(In this group, Bellador Advisory Services [Labuan] Ltd has been granted a licence by the Labuan Offshore Financial Services Authority to carry on a business relating to fund management or mutual fund. However, the company is not licensed to offer those s

 

Benson Dupont

Level 23, CP Tower 313 Silom Road Bangkok 10500 THAILAND

Associated individuals: Steve Wilson and Keith Nochman

 

Benson Dupont Capital Management Inc

(The office and mail address at Bank of China Tower in Hong Kong are no longer in use but we believe that the company still has offices or mail addresses in Thailand, Japan, Dubai, Panama, France and Switzerland as well. The company also appears to target

 

Bentley Moore & Daines Sterling Strategies Group Limited

18 Avenue Louis-Casai Geneva 28 1211 SWITZERLAND

 

Berchmans Lee Company Inc

1410 Herrera Tower Herrera Street Salcedo Village Makati Manila PHILIPPINES

Associated individual: Chris Carter

 

Berkeley Samson International

39/F One Pacific Place The Admiralty Hong Kong

	(Represents it has offices or mail addresses in Singapore, Shanghai and Thailand as well.)
Berkshire Asset Management   17 Union Street Hudson, NY 12534 USA

 

Berlin Overseas Corporation

(Represents it has offices in the United States.)

 

Bernard Rothschild Consultants

(Represents it operates from Chicago, USA.)

 

Bernard Simpson Consultants

Room 1, Floor 1, Straits Trading Building 2 Lebuh Pasar Besar Kuala Lumpur 50050 Malaysia

Name used: Thomas Harte

(It also appears to target Hong Kong investors.)

 

Bernstein & Zeiglier

10 Anson Road 18-18 International Plaza SINGAPORE 079903

Associated individual: Henry Thornton

 

Bion, McConnan & Associates LLB

141 757 West Hastings St Suite 800 Vancouver B.C. CANADA

 

Black Sea Prospects Incorporated

Regd Office Suite 101 700 Convention Drive Las Vegas, Nevada Ukrainian Office 12, Shevchenko Avenue Odessa Ukraine 65058

380487143940

 

Blaine & Thompson, S.A.

Edificio Topacio Azul Numero 217 Nivel 2 2A Avenida 13, Calle 2-60

(Names used: James Wilkinson, Rupert Spencer, Mark Davis and Jon Michelle)

 

BOC Mutual Fund Management Co., Ltd

Gives an address only in Chinese in Shenzhen, PRC.

(BOC Mutual Fund Management Co., Limited has a Chinese website with the URL address of www.bocfund.com, as well as e-mail addresses of bocfund@126.com and bocfund@hotmail.com. BOCI group has confirmed that BOC Mutual Fund Management Co. Ltd is

 

Boston Global Finance Inc.

Paragon Towers 233 Needham Suite 300 Newton MA 02464

1-617-831-1650

1-617-831-1659

www.bostonglobalfinance.com

 

Bowen Reece

28/F, Bank of China Tower 200 Yin Cheng Road Central Pudong, Shanghai 200120 People\

Jozsef nador ter 5-6, 2/F 1051 Budapast Hungary

(Name used: Sam Marshall, Kevin Braithwaite and Alan Peters)

The company also gives an address in Bank of China Tower in Hong Kong. The address belongs to a business center which has now terminated its extension of facilities to the company. The company also appears to target Hong Kong investors.) The Securities

 

Bradford Kempner Investments Limited

Unit 1512, 15th Floor Q-House Asoke Building 66 Sukhumvit 21 Road Klongtoey Nua Wattana Bangkok 10110 THAILAND

 

Brinton Group

 

Brooke & Cox - A Professional Corporation (Law Office)

4545 5th Avenue New York 75665

 

Brooks Pearson Investment Limited

Wisma Danamon Aetna Life 19th Floor, Jalan Jondral Sudirtnan Kauling 45-46Jakarta 12930 INDONESIA

 

Buckingham Holdings International (Limited) Personalized Portfolio Management, Asset Managment and Financial Planning

1407 E. Sunnyside Dr. Phoenix, AZ 85020 U.S.A.

Phone: (602) 230 4200

Fax: (602) 230 4295

www.buckinghamholdings.com

info@buckinghamholdings.com

Names used: Harper Buckingham, Erik Nystrom, Caryn Bonet, Warner Finney, Carmine Ellery-Anders, Sean Settecase

 

C & C Global Co., Limited

17th Floor UBC II Building Soi Sukhumvit 33 Bangkok THAILAND

 

Cabrini Green & Ross, Inc

Suite 1902, 139 Valero Street Makati City 1200 Philippines

(The company also appears to target Hong Kong investors

 

Caledrane Group Inc

(The company gives an address in Bank of China Tower in Hong Kong. The address belongs to a business center which has now terminated its extension of facilities to the company.)

 

Capital Futures Limited

26/F Citic Tower 1 Tim Mei Avenue Hong Kong 1131 CC Wu Building 302-8 Hennessy Road Wanchai Hong Kong

Names used: Christopher Nash, Parker Darren, Goff Jason

The website of Capital Futures Limited is www.capitalserviceshk.com. It also uses a bank account in the name of Advance Management Services (Asia) Ltd.

 

Capital Growth Equities S.L.

Apartado de Correos 1057 29600, Malaga SPAIN

 

Celest Falcon Group

17 f/b, 167, TUN HUA N. RD, TAIFEI, TAIWAN

886225477030

05230065319

www.celestfalcongroup.com

celestfalcon@celestfalcongroup.com

 

Central Capital Inc

Room 602, New Bright Building 11 Sheung Yuet Road Hong Kong 7300 College Blvd, Suite 650 Overland Park, Kansas 66210, United States (Administrative Office) 500 North Michigan Avenue Chicago, Illinois 60611 United States

 

Chartered Asset Management

14/F Abdulrahim Place 990 Rama IV Road Bangkok 10500 Thailand

(The company also gives an address in Bank of China Tower in Hong Kong. The address belongs to a business center which has now terminated its extension of facilities to the company. The company also appears to target Hong Kong investors.)

The Securities and Exchange Commission, Thailand (Thai SEC) and the Royal Thai Police have recently conducted raids of the company at its three Thai addresses:

The Securities and Exchange Commission, Thailand (Thai SEC) and the Royal Thai Police have recently conducted raids of the company at its three Thai addresses:

 

	Churchill Capital USA Incorporation
1270 Avenue of the Americas, Suite 1910           New York, NY 10020           Phone 1-212-461-1079 Fax 1-646-478-9790

 

Clarkson Gordon Limited

Daliana Court 5 Chytron Street 2nd Floor, Office 21 1075 Nicosia CYPRUS

Associated persons: Bernard Owens, George Scott

 

Cogan Davis Associates Limited

(Represent its operates from Japan)

 

Cohen Nesbit Group Limited

Level 19 Hong Leong Building 16 Raffles Quay SINGAPORE

 

Commodity and Currency Global Co Ltd

17/F, UBC II Building Soi Sukhumvit 33 Bangkok, 10110 Thailand

(Also uses a bank account in Hong Kong in the name of Future I Trade Management Co Ltd.)

 

Commonwealth Monetary Group

Unit 1001-2, 10th Floor, New Victory House Central Hong Kong

 

Crawford Peale Inc

Unit 1609, 16/F Vanit I Building, 1126/1 New Petchburi Road Bangkok, 10400 Thailand

 

Crown Capital Partners Limited

London, England Geneva 18, Avenue Louis Casai 1209 Geneva Switzerland West Indies Murray´s Road P.O. Box 1693 Kingstown St. Vincent - The Grenadines

Tel.: 1-888-877-8853 Tel.: +41 22 747 7802

Fax.: +41 22 747 7942

www.crowncapitalpartners.com

inquires@crowncapitalpartners.com

 

Davis Goldberg Group

782 NW 42nd Avenue Miami, FL 33135

Tel: 1 (312) 803-9614

Fax: 1 (312) 577-1696

www.davisgoldberg.com

email: info@davisgoldberg.com

Bank: Washington Services Account no: 52-0-000162-1 Standard Charted Bank 246 R. Upper Thomson Road Singapore 574370

 

Dawson Turner

Two Penn center Plaza Philadelphia, PA 19102-1706 UNITED STATES OF AMERICA

 

De Verre Lloyd & Co Ltd

15th Floor Cerulean Tower 26-1 Sakuragaoka-cho Shibuya-ku Tokyo 150-8512 Japan

Unit# 35142 Citic Square 1168 Nanjing Road (West) Shanghai 200041 China

36/F Menara Maxis Kuala Lumpur City center Kuala Lumpur 50088 Malaysia

 

DKM Global Management Inc

1 Lan Kwai Fong HONG KONG

 

Douglas Baker & Co

800-615 West Broadway Ave Vancouver, B C Canada V5Z 4C2

1.604.608.2990

1.604.608.2990

www.douglas-barker.com

(The company also appears to target Hong Kong investors.)

 

Dragon Pacific Company Limited

17th Floor, One Pacific Place 140 Sukhumvit Road Bangkok THAILAND

Associated individual: Douglas King

 

Drexel Asset Management

Suite 1202 Forever Tower 941 Jiaozhou Road Shanghai 200060 China

4/F East Tower Otemachi First Square, 1-5-1 Otematchi, Chiyoda-ku Tokyo 100-0004 Japan

Level 11, Parkwest Bldg 6-12-1 Nishi-Shinjuku Tokyo 160-0023 Japan

Level 36, Menara Citibank 165 Jalan Ampang 50450 Kuala Lumpur Malaysia

The company was warned by The Banking and Finance Commission, Belgium, The Commission de Surveillance du Secteur Financier, Luxembourg and Malta Financial Services Authority for its unauthorised act to make unsolicited or cold calls inviting persons to in

The company is also on the List of known unlicensed overseas cold callers of The Financial Services Agency, Japan.

 

Dreyfus Capital

 

Dreyfus Securities Limited

14/F Kamiya-cho Mori Building 4-3-20 Toranomon, Minato-ku TOKYO 105-0001, JAPAN Amnuaydech Suite 048 22 Central Chidlom Tower Polenchit Road, Lumpini Pathumwan, Bangkok 10330 THAILAND

29/F One Canada Square Canary Wharf, London UNITED KINGDOM, E14 5DY

Associated individual: Steven Dixon

 

Dukes and Company Securities Corporation

Unit 1009 PSBank Tower Senator Gil J Puyat Avenue Makati City 1220 PHILIPPINES Constitution Drive

Associated individuals: Michael Martin, Ben Smit

 

e.go Trade Incorporated

31/F Jin Mao Tower Pudong, Shanghai 200120 China Otemachi First Square East Tower 4/F, 1-5-1 Otemachi, Chiyoda-ku Tokyo 100-0004, Japan

(The company also appears to target Hong Kong investors.)

 

Eastleigh International Limited

Suite 1601-16 Kinwick center 32 Hollywood Road Central, Hong Kong

(Represents it has office or mail address in Spain as well.)

 

Elders Cohen

Hills Plaza 1 345 Spear Street, Suite 138 San Francisco California

Associated persons: Steve Thomas, Michael Sands

 

Emmerson Bennett

545, 5th Avenue New York City New York 10018 U.S.A.

(Names used: Harris York, James Morgan)

(Also uses a bank account in Hong Kong in the name of Key Profit International Ltd.)

 

Equity-1 Limited

(Administration office at Rooms 2002A and 2009, Tower 1, Lippo center, 89 Queensway, Admiralty, Hong Kong. The company also gives an address in Bank of China Tower in Hong Kong which belongs to a business center.

The business center has now terminated its extension of facilities to the company. The company appears to target Hong Kong investors.)

 

Eurocentral Union

Stanborrough Park Wartford Hearths WD24 92 London United Kingdom

 

European Private Equity Consultants

604 Gran Via Corts Catalanas 08007 Barcelona, Spain

(The company also appears to target Hong Kong investors.)

 

Fairchild Roth Financial Inc

Gallery 4 12 Leadenhall Street London EC3V 1LP UNITED KINGDOM

 

Financial Securities International Ltd

Room 2903, Tower 1 Admiralty center Hong Kong

 

First Capital Securities Limited

P O Box 847 1 Capital Place Georgetown Grand Cayman Cayman Islands B W I

 

First Charted Capital

Client Service center 14th Floor IBM Tower Pacific Century Place 2A Workers Road North Beijing, 100027 China Ph: 86 10 6539 1024 Fax: 86 10 6539 1060 ISM Tower, 14th Floor 2A Workers Road North Beijing China 100027 Ph: (8610) 6539 1024 Fax: (8610) 1014/1050 Institutional Market Division 245 Park Avenue 24th and 39th Floors Manhattan, New York USA 10167

 

First Independent Capital Resources, Inc

Shiroyuma JT Movi Building 8-1 Toranoman 4 Chome Minato-Ku, Tokyo 105 JAPAN

 

First Independent Resource Management Group Inc.

4, V.S. Prospero Milano ITALY

 

First International Equity & Acquisition Inc

654 Madison Avenue New York NY 10021 UNITED STATES OF AMERICA

 

First International Equity Inc.

UNITED STATES OF AMERICA

Phone & fax 01 681 888 877 8891

Associated individual: James C. King

 

First National Financial Group Inc

Empire State Building 350 6th Avenue Suite 3304 New York NY 10118 46th Floor 140 Broadway New York NY 10005 UNITED STATES OF AMERICA

 

First National Financial Group Inc.

46th Floor, 140 Broadway New York, NY 10005 USA

Tel: 001-212-858-7521

Fax: 001-212-858-7522

web: www.firstnationalfinancial.net

Became - Baxter Financial Group Inc.

 

First Southern Trust

Tel: 1-866-530-1932

 

Fisher Sterling International Limited

Room 302, Hung Kei Mansion 5-8 Queen Victoria Street Central, Hong Kong

 

Foreign Currency International

27 Suhkumvit Soi 20 Bangkok 10110 Thailand

 

Foreign Trade International

14/F 253 Sukhumvit Soi 21 Bangkok, 10110 Thailand

(Also uses a bank account in Hong Kong in the name of Future I Trade Management Co Ltd.)

 

Fortune International Limited

2111 Wing On House 71 Des Voeux Road Central, Hong Kong

(Represents it has offices or mail addresses in China, Japan, Singapore and Thailand as well.)

 

Four Winds Trading Systems

British Virgin Islands

http://www.fwts.net

 

Fujiwara

Tel: + 813 5404 3458

Fax: + 813 5404 3401

 

FX Advisors East, LLC

200 Public Square Suite 2955 Cleveland Ohio UNITED STATES OF AMERICA

The above list is not exhaustive. New names will be added as they come to the OIPA's attention.